Clients Come First.
We offer a wide range of financial services to institutional and private clients seeking value-added capabilities in brokerage, asset management, research and capital market transactions.

People

Led by an executive team of Wall Street veterans, our team of financial professionals work closely to innovate and implement effective, goal-focused non-conflicted solutions to our customers.

Background

Empire Asset Management Company is a family-owned full-service financial services company. We focus on providing private investors and active portfolio managers, high quality comprehensive investment solutions. Empire serves thousands of diverse clients across the U.S. and abroad. Our philosophy that clients come first has been a key part of our success, then and now.

Capabilities

Empire offers comprehensive brokerage solutions to support both private and institutional investors with our non-conflicted trading and execution services. As an asset manager we house a certified financial planning department, insurance department, retirement specialist and managed asset team. Our Private Client Service team help clients take advantage of alternative investment opportunities, with emphasis on risk management, global diversification, and customized portfolio modeling. Companies and institutions can reach a wider spectrum of investors through our investment banking expertise and capital market transactions, with particular strength in the medical and biotech industries.

Rock Solid Relationships
At Empire, we are committed to a distinctive way of doing business and an unshakable emphasis on long-term client relationships.

At Empire, we are committed to a distinctive way of doing business and an unshakable emphasis on long-term client relationships. We promise a personalized experience in serving our clients best interests based on their unique needs and objectives. Our goal is to provide a sound investment plan by employing an objective driven practice where we get to really know and understand our clients’ financial commitments, circumstances, needs and objectives in order to select the most suitable solutions to help achieve their investment goals.

Our commitment does not end with an investment. Our financial professionals are dedicated to the progress of each portfolio and to ensure that clients’ understand how they are tracking toward their goals. Through attentive service and reliable access, we work hard to make sure that our clients experience a high-touch service that is responsive to their evolving needs. Like a financial concierge, we go beyond investment services to become a complete solution for our clients. We want Empire Asset Management Company to be the kind of place where the CEO knows you, the receptionist recognizes your voice, and you feel you’ve found a partner.

FINRA

FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealer.

MSRB

The MSRB protects investors, state and local governments, and the public interest, by promoting a fair and efficient municipal securities market.

SIPC

The SIPC oversees the liquidation of member broker-dealers that close when the broker-dealer is bankrupt or in financial trouble, and the customer assets are missing.

*For more information regarding our memberships please visit "Client's Rights and Protections" on our website.